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As of September 30, 2009

Brokerage and Advisory Assets           $268.9 billion
Annual revenue*   $3.1 billion
Q3 2009 YTD revenue   $2 billion
Client accounts     3.93 million
Financial advisors supported     approx. 16,000
Advisors licensed with LPL Financial & subsidiaries     12,027
Technology, custody, & clearing service subscribers       approx. 4,000
Financial institution partners          776
Branch offices       approx. 7,000
Employees       approx. 2,400

*As of December 31, 2008