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Our partners rely upon LPL Financial for our strength, stability, and long-term vision for the future. We believe that careful management and stewardship of our assets is essential to our mission of being an enabling partner to a broad range of financial professionals.
Click here to download the LPL Financial Corporation Statement of Financial Condition.
Click here to download the LPL Investment Holdings, Inc., and Subsidiaries Consolidated Statements of Financial Condition.
Our parent company, LPL Investment Holdings, Inc. ("LPL Investment"), is required to file annual, quarterly, and current reports and other information required by the Securities and Exchange Act of 1934, as amended with the Securities and Exchange Commission (the "SEC"). This information includes the audited consolidated financial statements of LPL Investment. LPL Investment SEC filings are available to the public from the SEC Internet site at www.sec.gov.

