Corporate Snapshot

Following are highlights of key financial performance metrics for LPL Financial Holdings Inc.  For complete financial information, including recent SEC filings, visit the Investor Relations section of LPL.com

As of December 31, 2013

Advisory & Brokerage Assets ($ billions)

$438.4

Advisory Assets ($ billions)

$151.6 

2013 Annual Net Revenue ($ millions)

$4,140.9 

Financial Advisors

13,673

Employees

 3,185

Funded Accounts (millions)

4.4

Financial Institution Partners

724

Excess Net Capital, LPL Financial LLC ($ millions)

$123.5

Industry ranking by number of advisors*

4


* Based on publicly disclosed information from Cerulli as of March 31, 2013