Corporate Snapshot

Following are highlights of key financial performance metrics for LPL Financial Holdings Inc.  For complete financial information, including recent SEC filings, visit the Investor Relations section of LPL.com

As of September 30, 2014

Advisory & Brokerage Assets ($ billions)

$464.8

Advisory Assets ($ billions)

$169.5 

2013 Annual Net Revenue ($ millions)

$4,140.9 

Financial Advisors

13,910

Employees

 3,397

Funded Accounts (millions)

4.5

Financial Institution Partners

742

Excess Net Capital, LPL Financial LLC ($ millions)

$102.5 

Industry ranking by number of advisors*

4


* Based on publicly filed information as of June 30, 2014