Disclosure

LPL Financial is committed to supplying clients with the information they need to make informed investment decisions. In this section, you will find important information that you may wish to consider when making investments with your LPL Financial advisor. The information in this section will be updated from time to time.

Read our:

• Legal Disclosures
• Retirement Plan Disclosures
• SIPC Coverage
• Privacy/Security
• How LPL Financial Secures Your Information
• How to Protect Your Own Information
• Business Continuation Plan
• Insured Cash Account
• SEC Disclosure
• Fee Schedules
• Working with an LPL Financial Advisor: The Choice Between Advisory Services and Brokerage Services
• Code of Ethics
• Disclosures for Market, Equity Price, and Volume Volatility
• Master Account Agreement, Including Investment Product Disclosure and Relationship Guide
• Statement of Financial Condition
• Identity Theft Prevention / Red Flag Policy
• EMMA / Material Events Disclosure
• Information About Your Advisory Accounts
• 2012 1099 Tax Guide and 2012 Widely Held Fixed Investment Trust (WHFIT) Tax Guide