Who We Serve

LPL Financial offers an integrated platform of proprietary technology, brokerage, insurance, and investment advisor services to a variety of customers. We tailor our programs and services to the needs of our distinct customer groups through three business units.

Independent Advisor Services assists entrepreneurial financial advisors who are working to create and manage their own successful practice. To help advisors grow their businesses, LPL Financial provides business consulting, business development, and marketing support as well as in-depth practice management programs and training.

Institution Services supports advisors and program managers at community and regional banks and credit unions by enabling them to offer their clients a wider array of investment, advisory, and insurance products than would be possible on their own.

Custom Clearing Services supports broker/dealers at leading financial services companies.

Our Subsidiary Companies
In addition, our Rockville, Md-based subsidiary, Fortigent, provides high-net-worth solutions and consulting services to RIAs, banks, and trust companies, while The Private Trust Company, our affiliate firm based in Cleveland, manages trusts and family assets for high-net-worth clients in all 50 states. Our Matawan, N.J.-based affiliate, Concord Capital Partners, helps trust companies automate the business practices of their internal investment management activities. Our newest subsidiary, NestWise, is designed to support the recruitment and development of new-to-the-industry financial advisors dedicated to serving the mass market under the fee-based, independent model.

Whether supporting a financial advisor, a program manager at a financial institution, or a broker/dealer using our customized clearing services, LPL Financial enables our customers to create and grow highly profitable businesses by providing them with services and tools to meet the needs of their clients.