Our partners rely upon LPL Financial for our strength, stability, and long-term vision for the future. We believe that careful management and stewardship of our assets is essential to our mission of being an enabling partner to a broad range of financial professionals.

Click here to download the unaudited LPL Financial Corporation Statement of Financial Condition as of June 30, 2009. To view the audited LPL Financial Corporation Statement of Financial Condition as of December 31, 2008, please click here.

Our parent company, LPL Investment Holdings, Inc. ("LPL Investment"), files annual, quarterly, and current reports and other information required by the Securities and Exchange Act of 1934, as amended with the Securities and Exchange Commission (the "SEC"). This information includes the audited consolidated financial statements of LPL Investment. LPL Investment was formed in 2005 in connection with a private equity investment made in our firm by TPG and Hellman & Friedman. LPL Investment is the parent company of LPL Financial Corporation, our original registered broker/dealer, which remains our single largest entity. In addition, our family includes other entities including affiliate broker/dealers, each of which is subject to its own regulatory review and capital requirements.

For complete access to all LPL Investment SEC filings available to the public, please visit the SEC website at www.sec.gov.  Recent LPL Investment Holdings, Inc. SEC filings may be downloaded here.

With questions about our financials, please contact Trap Kloman in corporate finance at 858-909-7118 or investor.relations@lpl.com.