LPL Financial: Institution Services

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LPL Financial Institution Services partners with more than 750 financial institutions nationwide. This experience enables us to fully understand our customers’ cultures, challenges, and opportunities. We specialize in pairing our industry expertise with your institution’s unique strengths, creating a powerful partnership that maximizes your potential to build, sustain, and enhance customer relationships. Through a combination of high-tech solutions and high-touch service, Institution Services provides unbiased sales support and proven program management tailored to the individual needs of each institution.

Because LPL Financial has no ownership interest from investment product vendors, the success of the financial institution and its customers is always our first priority. Plus, with a flexible business model that includes a range of optional services—as well as the choice to clear through Pershing or to utilize the LPL Financial self-clearing platform—we are uniquely positioned to deliver customized solutions for each and every financial institution.

Our focus is to help you streamline your daily investment operations with comprehensive sales and administrative support. Whether it’s business consulting or program start-up for program managers, unbiased product and sales support for financial advisors, or superior back-office resources, Institution Services provides industry-leading solutions tailored to the needs of your institution:

Performance development — Establish goals and benchmarks for your financial institution-based investment program.Read more on lplfis.com.
Transition services — Make a smooth transition to our investment platform with our experienced team. Read more on lplfis.com.
Product management — Access a wide range of solutions for package products, insurance, and managed money. Read more on lplfis.com.
Advanced sales support — Leverage our team of business consultants to help you maximize revenue and customer satisfaction. Read more on lplfis.com.
Marketing — Customize marketing materials to suit the specific needs of your organization from our extensive library of print on demand literature. Read more on lplfis.com.
Customer service — Receive the support you need to keep your program running efficiently while helping your customers achieve their goals. Read more on lplfis.com.
Technology — Access state-of-the-art technology that helps simplify and streamline your daily investment operations.Read more on lplfis.com.
Compliance — Depend upon our experienced compliance officers and resources to help you stay abreast of the latest regulatory developments and requirements. Read more on lplfis.com.