MSRB Investor Information

LPL Financial LLC is registered with the Municipal Securities Rulemaking Board (MSRB) and the U.S. Securities and Exchange Commission.  The website address of MSRB is www.msrb.org.  An investor brochure that describes the protections that may be provided by MSRB’s rules and how to file a complaint with an appropriate regulatory authority can be found at MSRB’s website, at

http://msrb.org/~/media/Files/Resources/MSRB-Investor-Brochure.ashx?la=en