STAYING COMPETITIVE

Is running your own B/D still the right choice?

lead gen

Given the challenging regulatory environment, broker/dealers are required to direct more time and money toward compliance issues, rather than focus on business enhancements or growth. Small and medium-sized broker/dealers have the opportunity to align with another firm to leverage scale and benefits, such as increased infrastructure, new technology and access to diverse products for advisors and clients.


Our white paper, How Broker/Dealers are Shifting to Stay Competitive, outlines 5 important questions to ask, along with factors to consider, when determining if a shift in organizational structure is the right move for your firm.

Firms need to get specialized or get scale.

Get the White Paper