LPL Financial Advisor Transition Assistance

Transition Assistance

LPL Financial’s transition assistance helps you navigate the hurdles of moving your practice to a new broker/dealer. We match the right resources to your situation, including training experts, planning and analysis packages, and commitment.

Start-to-End Support

As you transition to LPL, you’ll find plenty of support. Here are some of the dedicated resources available to you:

  • An experienced personal onboarding consultant to walk you through each step
  • The Investment Transitions Consulting team maps assets to our platform and finds comparable products and managers for any proprietary products or positions that aren’t transferrable
  • Business analysis services, which evaluate your strengths and identify areas of potential growth
  • Transition support for qualified advisors
  • Extensive training in products, tools and resources, and market sectors

A History of Good Results

LPL is well equipped to invest in your business or program, and help you establish a competitive, differentiated offering along the way. Your transition to LPL is just the beginning of our commitment to your long-term growth.