LPL Financial solves our challenges and frees us to focus on making smart investment decisions for our clients.- Ben Marks, Marks Group Wealth Management
When you join LPL, our seasoned Governance, Risk, and Compliance (GRC) team becomes your dedicated partner and resource. We work closely with you, providing an advanced platform of risk and compliance management, services, and technology to support your clients and protect your business.
By joining LPL, you gain access to expert knowledge and representation in these critical areas:
Hands-on audit and supervisory assistance:
Automated processes, tools, and technology: