Services and Support

Discover what it’s like to have a financial services partner invested in your success. LPL offers a broad range of services, including trusts, compliance, support, and clearing to help you increase your value to clients and build the practice you want.

Invested in Your Success

Our Service Model

We take support seriously. With hundreds of specialists across the country available via phone or email, expert support for all of your operational and technical needs is readily accessible.

Self-Clearing

As a self-clearing broker/dealer, LPL Financial executes your trades quickly and effectively from a single scalable, self-clearing, and cost-effective platform featuring competitive price points.

Compliance, Legal & Risk

When it comes to risk management and compliance oversight, LPL is a collaborative partner dedicated to helping you stay ahead of ever-changing rules and regulations. Our experienced team members will provide customized support, training, oversight, and guidance to help you maintain a compliant practice.

Marketing

To help you achieve your goals and expand your reach, LPL offers a variety of options, including developing your own marketing materials, taking advantage of turnkey solutions, and consulting with our marketing experts.

Self-Clearing

As a self-clearing broker/dealer, LPL Financial executes your trades quickly and effectively from a single scalable, self-clearing, and cost-effective platform featuring competitive price points.